Methods and systems for exercising stock options
    1.
    发明授权
    Methods and systems for exercising stock options 有权
    行使股票期权的方法和制度

    公开(公告)号:US08352340B2

    公开(公告)日:2013-01-08

    申请号:US11051049

    申请日:2005-02-04

    IPC分类号: G06Q40/00

    摘要: Methods and corresponding systems are provided for exercising employee stock options between an employee and a company. The stock option exercise generally includes the steps of establishing a plurality of escrow accounts including a company escrow account, a third party escrow account, and an employee escrow account, receiving notice of intent to exercise a stock option from an employee, transferring securities to satisfy the stock option exercise from the company to a company escrow account, transferring property equivalent to a third party purchase price from a third party to the third party escrow account, transferring the notice of intent to exercise a stock option to the employee escrow account, and transferring property held in the plurality of escrow accounts to the employee, the company, and the third party in accordance at least in part with the stock option.

    摘要翻译: 提供方法和相应的系统,用于在员工和公司之间行使员工股票期权。 股票期权行权通常包括建立多个代管账户的步骤,包括公司代管账户,第三方托管账户和雇员代管账户,接收从雇员行使股票期权的意向通知,转让证券满足 从公司到公司托管账户的股票期权行权,将相当于第三方购买价款的财产从第三方转让给第三方托管账户,将有意行使股票期权的通知转移给雇员代管账户,以及 至少部分根据股票期权将在多个代管账户中持有的财产转让给雇员,公司和第三方。

    Generation of updatable anonymized data records for testing and developing purposes
    2.
    发明授权
    Generation of updatable anonymized data records for testing and developing purposes 有权
    生成用于测试和开发目的的可更新的匿名数据记录

    公开(公告)号:US08117219B2

    公开(公告)日:2012-02-14

    申请号:US11199285

    申请日:2005-08-09

    IPC分类号: G06F7/00 G06F17/30 G06F17/00

    摘要: A mechanism is described for the computer-aided generation of anonymized data records for developing and testing application programs that are intended for use in a productive network (12). A method according to the invention comprises the provision of at least one productive database (14) containing data records that contain productive data elements to be anonymized, provision of at least one non-productive database (22) containing data records that likewise contain data elements, the generation of an assignment between data records of the non-productive database (22) and data records of the productive database (14), and also the generation of an anonymized data record by replacing the data elements to be anonymized in a data record from the productive database (14) with the data elements of an assigned data record from the non-productive database (22). The assignment is maintained during a later generation of new anonymized data records and/or during an updating of already generated anonymized data records in order to be able to maintain the test data and in order to make simpler error analysis possible.

    摘要翻译: 描述了一种机制,用于计算机辅助生成用于开发和测试旨在用于生产网络的应用程序的匿名数据记录(12)。 根据本发明的方法包括提供包含含有要被匿名的生产数据元素的数据记录的至少一个生产数据库(14),提供包含同样包含数据元素的数据记录的至少一个非生产性数据库(22) ,生成非生产性数据库(22)的数据记录与生产数据库(14)的数据记录之间的分配,以及通过替换要在数据记录中被匿名的数据元素来生成匿名数据记录 来自所述生产数据库(14)与来自所述非生产性数据库(22)的分配的数据记录的数据元素。 在后续生成新的匿名数据记录期间和/或在更新已经生成的匿名数据记录期间维护分配,以便能够维护测试数据并且使得更简单的误差分析成为可能。

    Creation of electronically processable signature files
    3.
    发明授权
    Creation of electronically processable signature files 有权
    创建电子可处理的签名文件

    公开(公告)号:US08020003B2

    公开(公告)日:2011-09-13

    申请号:US12691315

    申请日:2010-01-21

    IPC分类号: H04L9/32

    CPC分类号: G06K9/00154

    摘要: Systems and methods can automatically generate and process signature files for an electronic signature list. Data records can be periodically searched for signature-relevant status changes. A multiplicity of documents in paper form can be provided. Each document can contain a predefined blank region for receiving a personal signature and also control information items assigned to the signature. The multiplicity of documents that have received the personal signatures can be scanned-in in a batch processing operation. At least one signature containing the personal signature in electronically processable form and a representation of the assigned control information items file can be generated for each document. The assigned control information items of each document can be independent of their corresponding personal signature in its electronically processable form. The signature files can be dispatched via a communications network controlled by the control information items.

    摘要翻译: 系统和方法可以自动生成和处理电子签名列表的签名文件。 数据记录可以定期搜索与签名相关的状态更改。 可以提供多种纸质文件。 每个文档可以包含用于接收个人签名的预定义空白区域,并且还控制分配给签名的信息项目。 可以在批量处理操作中扫描收到个人签名的多个文档。 可以为每个文档生成包含电子可处理形式的个人签名的至少一个签名和所分配的控制信息项文件的表示。 每个文件的分配的控制信息项可以以其电子可处理形式独立于其对应的个人签名。 签名文件可以通过由控制信息项控制的通信网络进行分派。

    Computer trading system method and interface
    4.
    发明授权
    Computer trading system method and interface 有权
    计算机交易系统方法与接口

    公开(公告)号:US07720742B1

    公开(公告)日:2010-05-18

    申请号:US09292552

    申请日:1999-04-15

    IPC分类号: G06Q40/00

    摘要: The system and method of the preferred embodiment supports trading of securities over the Internet both on national exchanges and outside the national exchanges. The preferred embodiment supports an improved human interface and a continuous display of real-time stock quotes on the user's computer screen. The ergonomic graphical user interface (GUI) of the preferred embodiment includes several functional benefits in comparison with existing on-line consumer trading systems. In the preferred embodiment, the users are subscribers to a securities trading service offered over the Internet. Preferably, each subscriber to this service is simultaneously connected from his own computer to a first system which provides user-to-user trading capabilities and to a second system which is a broker/dealer system of his/her choice. The system providing the user-to-user trading services preferably includes a root server and a hierarchical network of replicated servers supporting replicated databases. The user-to-user system provides real-time continuously updated stock information and facilitates user-to-user trades that have been approved by the broker/dealer systems with which it interacts. Users of the preferred system can trade securities with other users of the system. As part of this user-to-user trading, a user can accept a buy or sell offer at the terms offered or he can initiate a counteroffer and negotiate a trade.

    摘要翻译: 优选实施例的系统和方法支持在国家交易所和国家交易所之外在因特网上交易证券。 优选实施例支持在用户的计算机屏幕上改进的人机界面和实时股票报价的连续显示。 与现有的在线消费者交易系统相比,优选实施例的符合人体工程学的图形用户界面(GUI)包括几个功能优点。 在优选实施例中,用户是通过因特网提供的证券交易服务的订户。 优选地,该服务的每个订户同时从他自己的计算机连接到提供用户到用户交易能力的第一系统和作为他/她选择的经纪人/经销商系统的第二系统。 提供用户到用户交易服务的系统优选地包括根服务器和支持复制数据库的复制服务器的分层网络。 用户到用户系统提供实时连续更新的股票信息,并促进已经与其交互的经纪人/交易商系统批准的用户到用户交易。 首选系统的用户可以与系统的其他用户交易证券。 作为这种用户对用户交易的一部分,用户可以按照提供的条件接受买入或卖出报价,或者他可以发起反驳和谈判交易。

    Data output system and data output method with data output monitoring
    5.
    发明授权
    Data output system and data output method with data output monitoring 有权
    数据输出系统和数据输出方式与数据输出监控

    公开(公告)号:US07689730B2

    公开(公告)日:2010-03-30

    申请号:US10970981

    申请日:2004-10-25

    IPC分类号: G06F13/00 G06F3/00

    摘要: The invention relates to a data output method and to a data output system comprising: a printing device; a database device in which corresponding reference data and/or control data are stored for a plurality of data output system users; a data output control device providing or compiling corresponding output data sets and delivering same to the printing device; and a device for monitoring the providing or compiling and/or the delivering of the output data sets to the printing device.

    摘要翻译: 本发明涉及数据输出方法和数据输出系统,包括:打印装置; 数据库装置,其中为多个数据输出系统用户存储对应的参考数据和/或控制数据; 数据输出控制装置,提供或编译对应的输出数据组并将其传送到打印装置; 以及用于监视向打印设备提供或编译和/或输出数据集的设备。

    Methods and Systems for Determining Composition of a Commodity Index
    6.
    发明申请
    Methods and Systems for Determining Composition of a Commodity Index 有权
    确定商品指数组合的方法和系统

    公开(公告)号:US20090132434A1

    公开(公告)日:2009-05-21

    申请号:US12362450

    申请日:2009-01-29

    IPC分类号: G06Q40/00 G06Q50/00

    摘要: Methods and systems provide a commodity index for investing. In one implementation, a method selects a commodity component for inclusion in the commodity index and calculates a target weight of the commodity component. The method further selects a time interval for maturity of the commodity component to be fixed at from a current date. Financial instruments may be purchased corresponding to the commodity component.

    摘要翻译: 方法和系统为投资提供商品指数。 在一个实现中,一种方法选择商品组分以包含在商品指数中并计算商品成分的目标重量。 该方法还从当前日期中选择要固定的商品组件的到期时间间隔。 可以根据商品部分购买金融工具。

    Network-based information management
    7.
    发明授权
    Network-based information management 有权
    基于网络的信息管理

    公开(公告)号:US07516218B2

    公开(公告)日:2009-04-07

    申请号:US10334980

    申请日:2003-01-02

    申请人: Frederic Besson

    发明人: Frederic Besson

    IPC分类号: G06F15/173

    CPC分类号: G06Q10/10

    摘要: The invention relates to a network component comprising one, two or more server units 12, 14. Each server unit 12, 14 serves a group of distributed network components CC. The network component comprises a hosting unit for hosting for a specific group of network components a plurality of program code portions including a program code portion for generating a graphical user interface having a control element for creating or updating electronic dossiers. The network component additionally comprises a database 20, 22 for storing a plurality of electronic dossiers for a specific group of distributed network components and a report generation processor having access to the database 20, 22. The report generation processors is configured to automatically generate an electronic report by processing standardized data included in the plurality of electronic dossiers.

    摘要翻译: 本发明涉及包括一个,两个或更多个服务器单元12,14的网络组件。每个服务器单元12,14服务于一组分布式网络组件CC。 网络组件包括主机单元,用于为特定的网络组件组托管多个程序代码部分,其包括用于生成具有用于创建或更新电子档案的控制元件的图形用户界面的程序代码部分。 网络组件另外包括用于存储用于特定分组网络组件组的多个电子文件的数据库20,22以及具有对数据库20,22的访问的报告生成处理器。报告生成处理器被配置为自动生成电子 通过处理包括在多个电子档案中的标准化数据来报告。

    Secure user authentication over a communication network
    8.
    发明授权
    Secure user authentication over a communication network 有权
    通过通信网络确保用户认证

    公开(公告)号:US07296160B2

    公开(公告)日:2007-11-13

    申请号:US10237080

    申请日:2002-09-09

    申请人: Alain P. Hiltgen

    发明人: Alain P. Hiltgen

    IPC分类号: H04L9/00 H04L9/32 G06F11/00

    摘要: The invention relates to a method of performing user authentication in a network system (10) that comprises a client (22) in communication via a first network (14) with a server infrastructure (16) including an entrance point of a second network and an application server in the second network. The client (22) has access via a user-controllable card reader (24) to a smart card (26). A first authentication key is associated with the smart card (26) and a second authentication key is associated with the card reader (24). In a first step user authentication is performed in context with an encryption process between the client (22) and the server infrastructure (16) using the first authentication key. A second user authentication step is performed between the client (22) and the application server using both the first authentication key and the second authentication key. Data authentication (secure signing) can be performed in addition to the user authentication described above.

    摘要翻译: 本发明涉及一种在网络系统(10)中执行用户认证的方法,所述网络系统(10)包括经由第一网络(14)与包括第二网络的入口点的服务器基础设施(16)进行通信的客户端(22) 应用服务器在第二个网络。 客户端(22)经由用户可控读卡器(24)访问智能卡(26)。 第一认证密钥与智能卡(26)相关联,并且第二认证密钥与读卡器(24)相关联。 在第一步骤中,使用第一认证密钥在客户机(22)和服务器基础架构(16)之间的加密过程的上下文中执行用户认证。 使用第一认证密钥和第二认证密钥两者,在客户端(22)和应用服务器之间执行第二用户认证步骤。 除了上述用户验证之外,还可以执行数据认证(安全签名)。

    Computer-implemented system for managing a database system with structured data records
    9.
    发明申请
    Computer-implemented system for managing a database system with structured data records 有权
    用于管理具有结构化数据记录的数据库系统的计算机实现的系统

    公开(公告)号:US20070198592A1

    公开(公告)日:2007-08-23

    申请号:US11484600

    申请日:2006-07-12

    IPC分类号: G06F17/30

    摘要: In a computer-implemented system for managing a database system with structured data records, two internal databases separate from one another are maintained, an interface for an input at least of parts of a structured data record into one of the databases is provided, at least one interface for communicating with an external database system is provided, in order to communicate between one of the internal databases and the external database. Initiated by inputting of a new data record into the first database, inputting of a new corresponding data record into the second database only takes place if a confirmation was received from the external database regarding the successful inputting of a corresponding new data record into the external database, and in the event of a difference between the new data record in the first database and a probably corresponding new data record from the external database, a probability is assigned to the probably corresponding new data record from the external database depending on the degree of difference, and from further data records from the external database a data record is extracted that has a higher probability of being the correct corresponding new data record.

    摘要翻译: 在用于管理具有结构化数据记录的数据库系统的计算机实现的系统中,维护彼此分开的两个内部数据库,至少提供了至少部分结构化数据记录到数据库之一中的输入接口,至少 提供用于与外部数据库系统通信的一个接口,以便在内部数据库之一和外部数据库之间进行通信。 通过将新的数据记录输入到第一数据库中,通过将新的相应的数据记录输入到第二数据库中,仅在从外部数据库接收到关于成功输入相应的新的数据记录到外部数据库中的确认时才发生 ,并且在第一数据库中的新数据记录与来自外部数据库的可能相应的新数据记录之间存在差异的情况下,根据差异程度从外部数据库将概率分配给可能对应的新数据记录 ,以及来自外部数据库的其他数据记录,提取具有作为正确的相应新数据记录的更高可能性的数据记录。

    Method and system for analyzing and reporting equity compensation
    10.
    发明申请
    Method and system for analyzing and reporting equity compensation 审中-公开
    股权补偿分析报告方法和制度

    公开(公告)号:US20060212377A1

    公开(公告)日:2006-09-21

    申请号:US11314932

    申请日:2005-12-20

    IPC分类号: G06Q99/00 G06Q40/00

    CPC分类号: G06Q10/10 G06Q30/0278

    摘要: Computer systems and methods for reporting and analyzing grants equity-based compensation (e.g., employee stock option grants). The systems and methods store information regarding grants down to each individual grant level. The system and methods are capable of producing reports “as of” particular dates (i.e., transaction dates, creation dates, and accounting date) that are compliant with Financial Accounting Standards Board standards and other accounting standards governing reporting of equity-based compensation without having to manually process large amounts of data.

    摘要翻译: 用于报告和分析的计算机系统和方法提供基于股权的薪酬(例如,员工股票期权授权)。 系统和方法将关于授权的信息存储到每个单独的授权级别。 该系统和方法能够生成符合财务会计准则委员会标准的特定日期(即交易日期,创建日期和会计日期)的报告,以及关于以股权为基础的薪酬报告的其他会计准则,而没有 手动处理大量数据。