公开(公告)号：US06629082B1

公开(公告)日：2003-09-30

申请号：US09347949

申请日：1999-07-06

申请人： William R. Hambrecht ,  Othar Hansson ,  Jordan Hayes ,  Alan Katz ,  Charles Ocheret ,  Matt Regan

发明人： William R. Hambrecht ,  Othar Hansson ,  Jordan Hayes ,  Alan Katz ,  Charles Ocheret ,  Matt Regan

IPC分类号： G06F1760

CPC分类号： G06Q30/08 ,  G06Q40/00 ,  G06Q40/04 ,  G06Q40/06

摘要： Techniques are provided for an auction system that is used for pricing and allocating equity securities. Information about an offering to accept bids for equity shares is provided to qualified potential purchasers and non-qualified potential purchasers. Bids front potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing price for the offered shares is determined based on the received bids. Prospective investors who bid a price above the clearing price are allocated all of the shares for which they bid. Prospective investors who bid a price equal to the clearing price are allocated a pro-rata allocation of the shares for which they bid. No shares are allocated to prospective investors who bid a price below the clearing price.

摘要翻译： 为用于定价和分配股本证券的拍卖系统提供技术。 向合格的潜在购买者和非合格潜在购买者提供关于接受股权投标的发售的信息。 通过通信网络收到前股权股份的潜在买家。 投标被接受，只能由合格的潜在购买者接受。 非合格潜在购买者通过合格的潜在购买者提交投标书。 所发行股票的清算价格根据收到的出价确定。 投标价格高于清算价的潜在投资者将分配所有投标的股份。 投标价格等于清算价的投资者按比例分配其投标股份。 没有分配给投标价低于清算价的潜在投资者的股票。

公开(公告)号：US20070083457A1

公开(公告)日：2007-04-12

申请号：US11479134

申请日：2006-06-30

申请人： Michael Evelyn ,  Robert Goldberg ,  Jordan Hayes ,  Cliff Gerrish ,  Othar Hansson ,  Charles Ocheret

发明人： Michael Evelyn ,  Robert Goldberg ,  Jordan Hayes ,  Cliff Gerrish ,  Othar Hansson ,  Charles Ocheret

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04

摘要： Systems and methods for conducting an auction of securities on the Web. The system and methods provide a bid mechanism whereby bidders are rewarded for priority of anonymously revealing their bids and provide an allocation of the securities which allows winning bidders to pay a single market-clearing price that sells out the securities. In addition, the systems and methods allow all participants to monitor the auction in real time.

摘要翻译： 在网上进行证券拍卖的制度和方法。 该制度和方法提供了一种投标机制，其中投标人以优先匿名的方式获得投标报酬并提供证券分配，允许获胜投标人支付出售证券的单一市场清算价格。 此外，系统和方法允许所有参与者实时监控拍卖。

公开(公告)号：US20100017344A1

公开(公告)日：2010-01-21

申请号：US12540438

申请日：2009-08-13

申请人： William R. Hambrecht ,  Othar Hansson ,  Jordan Hayes ,  Alan Katz ,  Charles Ocheret ,  Matt Regan

发明人： William R. Hambrecht ,  Othar Hansson ,  Jordan Hayes ,  Alan Katz ,  Charles Ocheret ,  Matt Regan

IPC分类号： G06Q40/00

CPC分类号： G06Q30/08 ,  G06Q40/00 ,  G06Q40/04 ,  G06Q40/06

摘要： A computer implemented system and method determines price and allocation of equity shares. Information about an offering to accept bids for equity shares is provided to qualified potential purchasers and non-qualified potential purchasers. Bids from potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing price for the offered shares is determined based on the received bids.

摘要翻译： 计算机实施的系统和方法确定股权的价格和分配。 向合格的潜在购买者和非合格潜在购买者提供关于接受股权投标的发售的信息。 通过通信网络收到来自潜在购买者股权的投标。 投标被接受，只能由合格的潜在购买者接受。 非合格潜在购买者通过合格的潜在购买者提交投标书。 所发行股票的清算价格根据收到的出价确定。

公开(公告)号：US07587358B2

公开(公告)日：2009-09-08

申请号：US10632818

申请日：2003-08-04

申请人： William R. Hambrecht ,  Othar Hansson ,  Jordan Hayes ,  Alan Katz ,  Charles Ocheret ,  Matt Regan

发明人： William R. Hambrecht ,  Othar Hansson ,  Jordan Hayes ,  Alan Katz ,  Charles Ocheret ,  Matt Regan

IPC分类号： G06Q40/00

CPC分类号： G06Q30/08 ,  G06Q40/00 ,  G06Q40/04 ,  G06Q40/06

摘要： A computer-implemented system and method determines price and allocation of equity shares. Information about an offering to accepts bids for equity shares is provided to qualified potential purchasers. Bids from potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing price for the offered shares is determined based on the received bids.

摘要翻译： 计算机实施的系统和方法确定股权和股权分配。 向合格的潜在购买者提供关于接受股权投标的发售的信息。 通过通信网络收到来自潜在购买者股权的投标。 投标被接受，只能由合格的潜在购买者接受。 非合格潜在购买者通过合格的潜在购买者提交投标书。 所发行股票的清算价格根据收到的出价确定。